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<a href="https://www.vedder.com/insights-events/sec-and-adviser-broker-dealer-agree-to-settle-charges-alleging-failure-to-disclose-conflicts-of-interest-with-respect-to-revenue-sharing/">SEC and Adviser/Broker-Dealer Agree to Settle Charges Alleging Failure to Disclose Conflicts of Interest with Respect to Revenue Sharing</a>

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<a href="https://www.vedder.com/insights-events/sec-rescinds-long-standing-policy-on-denials-of-settlements-in-enforcement-actions/">SEC Rescinds Long-Standing Policy on Denials of Settlements in Enforcement Actions</a>

<a href="https://www.vedder.com/insights-events/highlights-from-american-law-institutes-accountants-liability-conference-2026/">Highlights from American Law Institute’s Accountants’ Liability Conference 2026</a>

<a href="https://www.vedder.com/insights-events/sec-announces-enforcement-results-for-fiscal-year-2025-and-appoints-new-enforcement-director/">SEC Announces Enforcement Results for Fiscal Year 2025 and Appoints New Enforcement Director</a>

<a href="https://www.vedder.com/insights-events/sec-and-cftc-propose-significant-rollback-of-form-pf-reporting-requirements/">SEC and CFTC Propose Significant Rollback of Form PF Reporting Requirements</a>

<a href="https://www.vedder.com/insights-events/fincen-proposes-rule-to-reform-aml-cft-compliance-framework/">FinCEN Proposes Rule to Reform AML/CFT Compliance Framework</a>

<a href="https://www.vedder.com/insights-events/sec-raises-qualified-client-thresholds-effective-june-29-2026/">SEC Raises Qualified Client Thresholds Effective June 29, 2026</a>

<a href="https://www.vedder.com/insights-events/sec-expands-co-investment-relief-to-open-end-funds-and-streamlines-board-approval-process-for-affiliated-transactions/">SEC Expands Co-Investment Relief to Open-End Funds and Streamlines Board Approval Process for Affiliated Transactions</a>

<a href="https://www.vedder.com/insights-events/sec-grants-exemptive-relief-and-no-action-relief-from-exchange-act-requirements-to-facilitate-the-operation-of-dual-class-etfs/">SEC Grants Exemptive Relief and No-Action Relief from Exchange Act Requirements to Facilitate the Operation of Dual-Class ETFs</a>

Investment Services Regulatory Update June 2026

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