Samuel Alsip is a member of the firm’s Investment Services group. He advises U.S.-registered investment companies, funds, boards of directors, and investment advisers on regulatory compliance and governance matters under U.S. securities laws.
Samuel helps clients navigate complex compliance obligations and align legal strategies with organizational objectives, providing practical guidance that supports sound decision-making and long-term success.
Drawing on experience at a global accounting firm, Samuel has counseled organizations on tax compliance and dispute resolution, developing tailored solutions that minimize risk and financial exposure. He also brings valuable insight from advising entrepreneurs and small businesses on contracts and corporate governance, enabling him to deliver clear, pragmatic advice that helps clients manage risk and achieve their goals.
Credentials
Education
- University of Missouri School of Law, J.D., 2022
- University of Missouri, B.S., 2019
Bar Admissions
- Illinois, 2023
Insights & Events
Publications
Developments in Class Action Lawsuits Claiming Funds’ Undistributed Income and Gains Are Effectively Liabilities
November 6, 2026
Publications
Investment Services Regulatory Update November 2026
November 6, 2026
Publications
SEC Staff Risk Alert Highlights Observations Regarding Investment Adviser Economic Conflicts of Interest
August 19, 2026
Publications
Investment Services Regulatory Update August 2026
August 19, 2026
Publications
FinCEN Proposes Rule to Reform AML/CFT Compliance Framework
June 3, 2026
Publications
Investment Services Regulatory Update June 2026
June 3, 2026
Publications
Director of SEC’s Division of Enforcement Delivers Remarks Outlining Division Priorities
April 3, 2026
Publications
Investment Services Regulatory Update April 2026
April 3, 2026
