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<a href="https://www.vedder.com/insights-events/sec-proposes-increases-to-small-entity-asset-thresholds-for-funds-and-advisers">SEC Proposes Increases to Small Entity Asset Thresholds for Funds and Advisers</a>

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<a href="https://www.vedder.com/insights-events/sec-further-extends-relief-from-compliance-with-new-short-sale-reporting-and-securities-lending-disclosure-requirements">SEC Further Extends Relief from Compliance with New Short Sale Reporting and Securities Lending Disclosure Requirements</a>

<a href="https://www.vedder.com/insights-events/treasury-department-and-irs-issue-final-regulations-exempting-non-ric-funds-from-stock-repurchase-excise-tax">Treasury Department and IRS Issue Final Regulations Exempting Non-RIC Funds from Stock Repurchase Excise Tax</a>

<a href="/insights-events/cftc-provides-registration-relief-to-private-fund-industry/" id="12611">CFTC Provides Registration Relief to Private Fund Industry</a>

<a href="https://www.vedder.com/insights-events/sec-staffs-latest-marketing-rule-risk-alert-highlights-observations-regarding-testimonials-and-endorsements-and-third-party-ratings">SEC Staff’s Latest Marketing Rule Risk Alert Highlights Observations Regarding Testimonials and Endorsements and Third-Party Ratings</a>

<a href="https://www.vedder.com/insights-events/president-trump-issues-executive-order-regarding-proxy-advisors">President Trump Issues Executive Order Regarding Proxy Advisors</a>

<a href="https://www.vedder.com/insights-events/sec-division-of-investment-management-director-delivers-remarks-outlining-division-agenda">SEC Division of Investment Management Director Delivers Remarks Outlining Division Agenda</a>

<a href="https://www.vedder.com/insights-events/sec-staff-issues-2026-examination-priorities">SEC Staff Issues 2026 Examination Priorities</a>

Investment Services Regulatory Update January 2026

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