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<a href="https://www.vedderprice.com/sec-adopts-amendments-to-fund-names-rule-broadening-the-scope-of-funds-that-must-comply">SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply</a>
<a href="https://www.vedderprice.com/sec-adopts-new-private-fund-adviser-rules">SEC Adopts New Private Fund Adviser Rules</a>
<a href="https://www.vedderprice.com/sec-proposes-significant-form-and-rule-amendments-for-the-registration-of-index-linked-annuities">SEC Proposes Significant Form and Rule Amendments for the Registration of Index-Linked Annuities</a>
<a href="https://www.vedderprice.com/sec-staff-issues-risk-alert-regarding-the-selection-and-scope-of-adviser-examinations">SEC Staff Issues Risk Alert Regarding the Selection and Scope of Adviser Examinations</a><u1:p></u1:p>
<a href="https://www.vedderprice.com/sec-issues-new-strategic-plan-for-diversity-equity-inclusion-and-accessibility">SEC Issues New Strategic Plan for Diversity, Equity, Inclusion, and Accessibility</a><u1:p></u1:p>
<a href="https://www.vedderprice.com/sec-settles-enforcement-proceedings-against-nine-advisers-for-alleged-marketing-rule-violations">SEC Settles Enforcement Proceedings Against Nine Advisers for Alleged Marketing Rule Violations</a><u1:p></u1:p>



October 13, 2023

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Investment Services Regulatory Update October 2023

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