Vedder is an international business-focused law firm serving sophisticated clients of all sizes and industries from offices across the U.S. and in the UK and Asia.

A Business Focused Law Firm With a Global Reach | Vedder

<a href="~/link.aspx?_id=19671B0CB9934675BD86053619247A8D&_z=z">FINRA Seeks Comment on Liquidity Risk Management Rule for Certain Member Firms</a>
<a href="~/link.aspx?_id=8DF69E2C0410464C896FEF66C4E9F333&_z=z">SEC Allows Expiration of MiFID II No-Action Relief</a>
<a href="~/link.aspx?_id=636C1CAD027747329317E9F28EE7048C&_z=z">Regulatory Agenda Highlights Potential and Pending SEC Rulemaking Topics</a>
<a href="~/link.aspx?_id=C077705AAE724574A72518C59DA8F345&_z=z">SEC Staff’s Latest Risk Alert Highlights Additional Focus Areas for Compliance with the Adviser Marketing Rule</a>
<a href="~/link.aspx?_id=E673FB49DF064DF4B7C55790DE48315A&_z=z">SEC Settles Enforcement Proceeding Against a Private Equity Fund Adviser for Overcharging Fees and Failing to Disclose Conflict</a>
<a href="~/link.aspx?_id=DF6C29F66E864884959EA3DC494E1419&_z=z">SEC Settles Enforcement Proceeding Against a Mutual Fund Adviser for Miscalculating Fee Waiver</a>



July 14, 2023

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Investment Services Regulatory Update July 2023

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