Vedder is an international business-focused law firm serving sophisticated clients of all sizes and industries from offices across the U.S. and in the UK and Asia.

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<a href="/insights-events/treasury-department-and-irs-issue-final-regulations-exempting-regulated-investment-companies-and-reits-from-filing-stock-repurchase-excise-tax-returns/">Treasury Department and IRS Issue Final Regulations Exempting Regulated Investment Companies and REITs from Filing Stock Repurchase Excise Tax Returns</a>

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<a href="/insights-events/fincen-issues-proposed-rule-amendments-to-enhance-anti-money-laundering-countering-the-financing-of-terrorism-requirements-for-financial-institutions/">FinCEN Issues Proposed Rule Amendments to Enhance Anti-Money Laundering/Countering the Financing of Terrorism Requirements for Financial Institutions</a>

<a href="/insights-events/regulatory-agenda-highlights-potential-and-pending-sec-rulemaking-topics-2024/">Regulatory Agenda Highlights Potential and Pending SEC Rulemaking Topics</a>

<a href="/insights-events/ftc-rule-banning-non-competes-held-to-be-unlawful-agency-action-and-set-aside/">FTC Rule Banning Non-Competes Held to Be Unlawful Agency Action and Set Aside</a>

<a href="/insights-events/two-federal-district-courts-stay-dol-fiduciary/">Two Federal District Courts Stay DOL Fiduciary Rule</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-adviser-for-alleged-marketing-rule-violation/">SEC Settles Enforcement Proceedings Against Adviser for Alleged Marketing Rule Violation</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-dually-registered-broker-dealer-and-investment-adviser-for-alleged-violations-of-regulation-best-interest/">SEC Settles Enforcement Proceedings Against Dually Registered Broker-Dealers and Investment Advisers for Alleged Violations of Regulation Best Interest</a>

Investment Services Regulatory Update August 2024

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