Credentials
Education
- University of Michigan Law School, J.D., 1997
- College of William and Mary, B.A., 1992
Bar Admissions
- Illinois, 1997
Affiliations
- Member, Women in ETFs
Insights & Events
Publications
Investment Services Regulatory Update October 2023
October 13, 2023
Publications
SEC Proposes Significant Form and Rule Amendments for the Registration of Index-Linked Annuities
October 13, 2023
Publications
SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply
September 27, 2023
Publications
Investment Services Regulatory Update July 2023
July 14, 2023
Publications
SEC Settles Enforcement Proceeding Against a Mutual Fund Adviser for Miscalculating Fee Waiver
July 14, 2023
Publications
SEC Settles Enforcement Proceeding Against a Private Equity Fund Adviser for Overcharging Fees and Failing to Disclose Conflict
July 14, 2023
Publications
DOL Drops Appeal of ASA Case Eliminating Rollover Guidance
May 30, 2023
Publications
Investment Services Regulatory Update April 2023
April 14, 2023
