Vedder is an international business-focused law firm serving sophisticated clients of all sizes and industries from offices across the U.S. and in the UK and Asia.

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<a href="https://vedderprice.com/sec-staff-updates-names-rule-faqs ">SEC Staff Updates Names Rule FAQs</a>

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<a href="https://vedderprice.com/sec-staff-issues-guidance-on-common-tailored-shareholder-reporting-issues ">SEC Staff Issues Guidance on Common Tailored Shareholder Reporting Issues</a>

<a href="https://vedderprice.com/sec-staff-issues-risk-alert-regarding-deficiencies-observed-in-fund-compliance-programs-disclosures-and-filings-and-governance-practices ">SEC Staff Issues Risk Alert Regarding Deficiencies Observed in Fund Compliance Programs, Disclosures and Filings, and Governance Practices</a>

<a href="https://vedderprice.com/corporate-transparency-act-update-fifth-circuit-reverses-decision-reinstates-nationwide-injunction ">Corporate Transparency Act Update – Fifth Circuit Reinstates Nationwide Injunction</a>

<a href="https://vedderprice.com/district-court-vacates-secs-new-rules-expanding-the-definition-of-dealers ">District Court Vacates SEC’s New Rules Expanding the Definition of Dealers</a>

<a href="https://vedderprice.com/jury-finds-former-mutual-fund-portfolio-manager-liable-for-making-untrue-statements-regarding-risk-management ">Jury Finds Former Mutual Fund Portfolio Manager Liable for Making Untrue Statements Regarding Risk Management</a>

<a href="https://vedderprice.com/sec-enforcement-highlights-for-fiscal-year-2024 ">SEC Enforcement Highlights for Fiscal Year 2024</a>

<a href="https://www.vedderprice.com/sec-settles-enforcement-proceedings-against-adviser-and-broker-dealer-subsidiaries-of-financial-services-firm-including-for-alegged-reg-best-interest-violations-involving-clone-mutual-funds-and-etfs-and-prohibited-transactions">SEC Settles Enforcement Proceedings Against Adviser and Broker-Dealer for Alleged Regulation Best Interest Violations</a>

Investment Services Regulatory Update January 2025

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